What's New

7.7.08 Regulatory Notice SEC Approves Amendments to NASD Rule 2810 (Direct Participation Programs)

7.7.08 New Webcast: Anti-Money Laundering for Operations Staff An overview of AML responsibilites geared toward operations staff

7.2.08 Regulatory Notice SEC Approves Amendments to the Rule 9700 Series to Streamline Existing Procedural Rules Applicable to General Grievances Related to FINRA Automated Systems

7.1.08 New Podcast: June 2008 Monthly Recap  Revisit the latest FINRA Notices, compliance resources and news from June 2008

7.1.08 Trade Reporting Notice FINRA Announces the Effective Date of Modifications to the TRACE System

7.1.08 News Release FINRA to Conduct Special Election to Fill Vacant Board Seat

Archive of Recent Announcements

Investor Resources

We Are FINRA We are the Financial Industry Regulatory Authority. Every day FINRA protects investors by working to keep the capital markets fair. More

Market Data Find Market Information About Corporate, Municipal, Treasury and Agency Bonds

FINRA Investor Information helps you make more informed investment decisions.

FINRA BrokerCheck Learn about the background, status and disciplinary history of firms and brokers.

Investor Alerts Get vital information about common scams, complicated products, and other investing problems.

Investor Tools    Mutual Fund Expense Analyzer    Retirement Calculator

Investor Complaint Center If you believe you have been the subject of unfair or improper business conduct by a brokerage firm or broker, you may file an investor complaint with FINRA.

Investor Claims Funds Information about claims funds and restitution that investors may be eligible to receive.